Regulatory Compliance Manager (Wealth & Trading)

Senior Regulatory Compliance Manager – Wealth &​ Trading

Location: UK - Remote

Up to shape what's next in finance? 🚀

At the intersection of cutting-edge fintech and complex regulation, our Compliance team doesn't just block risk—we enable growth. We blend deep regulatory expertise with data-driven thinking to ensure our products deliver real value to customers while staying entirely ahead of the compliance curve.

We are looking for a sharp, proactive Senior Regulatory Compliance Manager to oversee the regulatory frameworks powering our Wealth &​ Trading (W&​T) features. If you are ready to champion consumer protection, build robust frameworks from scratch, and scale smart compliance solutions in a fast-moving digital environment, let’s get in touch.

What you’ll be doing 🎯

As a vital piece of our second line of defense (2LoD), you will ensure our consumer protection practices are watertight while supporting product innovation. Your day-to-day will involve:

• Product Oversight: Providing compliance oversight on W&​T products and their operational controls across the business.
• Regulatory Mapping:

Driving high-quality regulatory mapping and horizon scanning across relevant geographies to anticipate changes.

• Policy Crafting: Challenging, assessing, and implementing robust compliance policies from scratch.
• 1LoD Partnership:

Reviewing 1LoD compliance approvals for W&​T features, offering constructive, high-impact feedback.

• Training &​ Competency: Designing and implementing a robust, company-wide training program tailored to W&​T operations.
• Root-Cause Analysis:

Providing 2LoD oversight on W&​T customer complaints, diving deep into data to drive better user outcomes.

What you’ll need to succeed 🛠️

We are looking for a data-minded compliance expert who understands that compliance risk and business risk go hand-in-hand.

• The Experience: 7+ years in a regulatory compliance role within a consultancy, financial regulator, or fast-paced compliance function.
• The Domain Expertise:

Deep knowledge of W&​T obligations, specifically MiFID, EMIR, and PROD .

• The Toolkit: Proven experience conducting thorough regulatory gap analyses and building/implementing policies from the ground up.
• The Mindset:

A solid understanding of how compliance strategy impacts overall business goals.

• Execution Skills: The ability to stay calm under pressure, manage multiple high-stakes projects simultaneously, and hit tight deadlines.
• Communication:

Exceptional interpersonal skills with the ability to collaborate positively with internal teams and external regulators alike.

Ready to apply?

Click Apply Now and share your resume with us. Let's build the future of wealth management together.

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